Manager, Regulatory Compliance
Beem Credit Union View all jobs
- Burnaby, BC
- $92,000-115,000 per year
- Permanent
- Full-time
- Participates as an active member of the Leadership Team by contributing to the corporate strategy developments, adding value from a regulatory compliance and risk perspective while maintaining an enterprise-wire operational view.
- Executes long term business plans considering complex internal and external factors, including emerging requirements and organizational interdependencies.
- Communicates department strategies and objectives, ensuring understanding and alignment with business and partner teams.
- Builds and develops a high-performing, collaborative team that is viewed as leaders by their peers, demonstrates an agile mindset, and drives effective prioritization, stakeholder alignment and cross-functional delivery.
- Conducts ongoing training, coaching and feedback with employees through regular meetings and performance development.
- Creates, implements and maintains a comprehensive regulatory compliance program and framework, ensuring the organization complies with all applicable laws and regulations.
- Manages the regulatory compliance policy governance program including design processes for effective annual review.
- Oversees the regulatory compliance policy change management with a focus on assessing and describing the impacts of legislative changes on Credit Union products and operations to stakeholders
- Conducts research and stays informed about any changes in laws, regulations, industry standards and best practices, and emerging products and technologies to ensure the organization’s compliance programs are updated accordingly.
- Oversees, develops and drives employee learning and training content relevant to credit union regulations and compliance procedures.
- Identifies and recommends opportunities to improve and streamline program content and departmental processes through digital enhancements.
- Collaborates with internal and external stakeholders, including legal counsel and regulatory bodies, to ensure regulatory compliance program is robust and effective.
- Conducts proactive reporting for senior leadership teams on the organization’s compliance status and potential risks and issues.
- Ensures products and services meet regulatory standards, including technical documentation and post-market activities.
- Leads activities for creating and maintaining accurate records of compliance activities.
- Oversees preparation, valuation and submission of the Credit Union’s annual FATCA and CRS reporting.
- Collaborates with cross-functional teams across the organization to ensure consistency and alignment with business and strategic objectives.
- Maintains strong collaborative relationships with external partners, agencies, and vendors to ensure the successful execution of initiatives.
- Participates in internal committees and working groups to address gaps in regulatory compliance.
- 5+ years of experience in a compliance-related role, including strong leadership experience
- Post-secondary degree in business or a related discipline is an asset
- In-depth understanding of regulatory compliance relating to a complex financial institution
- Strong knowledge and understand of industry standards and best practices relevant to Canadian credit unions
- Experience collaborating with cross-functional teams including data science, AML, Risk, and Product
- Ability to identify problems and recommend solutions to complex control, financial and technical issues
- Strong written and verbal communication skills with the ability to develop creative solutions for a variety of emerging organizational and industry challenges
- Build Together: You are a team player who thrives on collaboration, sparks ideas, and fosters inclusivity.
- Own It: You are ready to take charge, drive change, and deliver outstanding results.
- Lead with Agility: You are a dynamic, adaptable thinker who thrives on challenge and innovation.
- Driven by Curiosity: You are eager to explore, learn, and shape the future.