Senior Quality Control Analyst
TD Bank View all jobs
- Toronto, ON
- $81,600-115,200 per year
- Permanent
- Full-time
- Validate investigative outcomes across STR, NFA, and RTC decisions, including confirming RGS where applicable, ensuring STRs are filed as soon as practicable, verifying NFA closures are appropriate where no suspicious activity exists, and approving RTCs to ensure sound decisions on customer exit or retention.
- Incorporate procedures, job aids, and regulatory findings into a holistic case review.
- Review case file and transactional data to ensure that all reportable transactions are submitted.
- Ability to identify root causes of quality issues be it human error, procedural gaps, or required training.
- Provide and deliver value-added feedback to the investigative teams.
- Contribute to the establishment of metrics and feedback loops.
- Drive system development projects and efficiency enhancements.
- Minimum 5 years' experience in AML and/or Financial Crime at an FI.
- Thorough understanding of STR filing requirements / RGS thresholds.
- Experience in Quality Control, Quality Assurance, or as a 2nd level reviewer in an FIU.
- Demonstrated successful interaction across multiple and diverse disciplines.
- Ability to provide concise and coherent feedback.
- Excellent communication skills at all levels of the organization.
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.Colleague DevelopmentIf you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.We look forward to hearing from you!Language Requirement (Quebec only): Sans Objet