Job DescriptionWhat is your opportunity?As Associate Director, you will partner effectively with the WMC businesses to provide compliance guidance and expertise on business and regulatory projects and initiatives. Additionally, this role will be responsible for all policy development, maintenance and implementation for RBC Dominion Securities (DS) Retail and will also provide policy support to the other WM Canada businesses, as needed.What will you do?Creating, revising, and maintaining all RBC DS compliance policies and procedures to include new regulatory requirements or a change in business practices and communicating such changes.Providing policy support, as needed, to the other WMC businesses, including providing compliance input from a WMC perspective on proposed updates to Enterprise policies and procedures and leading the implementation of such Enterprise policies for WM Canada.Representing compliance interests of WM Canada on complex issues that require integrated solutions or joint responses through cross-enterprise working groups and other internal and industry committees.Providing advisory support and project expertise to WM head office groups as a compliance subject matter expert.Conducting impact assessments of new and proposed securities regulatory requirements and leading and/or participating on working groups to address new regulatory requirements for the purpose of implementation and ensuring compliance with regulations and firm policy.Providing compliance input on the creation and revision of WMC account documentation, including the revision of the client account agreement, as required.Providing support to Compliance staff including Trade Surveillance, Compliance Advisory team, Branch Review team, Regulatory Investigations and Inquiries and head office functional groups (e.g. Law Group) on policy interpretation, projects/initiatives and implementation.Coordinating and drafting key components of WMC Compliance quarterly reporting.Providing support on Regulatory Compliance Management (RCM), including monitoring and testing, as required.What do you need to succeed?7+ years of financial industry/compliance experienceSignificant policy development experienceIn-depth knowledge of securities laws/regulations applicable to IIROC/CSA regulated entitiesUniversity degree (preference in business, finance, economics, law)Excellent written and oral communication as well as presentation skillsStrong group leadership skills and ability to network with and cultivate cross-enterprise alliances and partnerships with platforms, business units and other key stakeholdersAbility to facilitate and manage initiatives and demonstrate impact and influence across multiple businesses and levels of managementStrong ability to identify new value added opportunities demonstrating creativity and conceptual thinking skillsProven analytical, problem-solving and consultative skillsPC literacy with good working knowledge of Microsoft applications (Access, Word, Excel) with an automation mindsetNice-to-haveBilingual: French languageCanadian Securities CourseWhat’s in it for you?We thrive on the challenge to be our best, thinking progressively to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.A comprehensive Total Rewards Program including bonuses and flexible benefitsLeaders who support your development through coaching and managing opportunitiesAbility to make a difference and lasting impactWork in an agile, collaborative, progressive, and high-performing teamOpportunity to interface with executives from many different parts of the organizationJob SkillsAdditional Job DetailsAddress: RBC CENTRE, 155 WELLINGTON ST W:TORONTOCity: TorontoCountry: CanadaWork hours/week: 37.5Employment Type: Full timePlatform: CHIEF LEGAL & ADMIN OFFICE GRPJob Type: Contract (Fixed Term)Pay Type: SalariedPosted Date: 2025-06-18Application Deadline: 2025-09-06Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date aboveInclusion and Equal Opportunity EmploymentAt RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.Join our Talent CommunityStay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at .
