Chief Compliance Officer
- Toronto, ON
- $150,000-190,000 per year
The Opportunity: Our client, a boutique investment management firm, is seeking a Chief Compliance Officer who will lead the firm's compliance program, ensuring the firm meets all…
investment compliance officer Jobs in Canada
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Compliance Officer, Electronic Communications Surveillance, Commercial Banking & Wealth Management Compliance
- Toronto, ON
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we … -
Compliance Officer, Correspondent and Institutional
- Toronto, ON
- $80,000-90,000 per year
Job Description: Aviso Wealth: At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to l… -
Compliance Officer
British Columbia Securities Commission
- Vancouver, BC
Compliance Officer Corporate Finance Position Overview Are you curious by nature, analytical at heart, and motivated by protecting the integrity of capital markets? As a Comp… -
Compliance Officer
- Oakville, ON
- $65,000 per year
We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. Skyline Wealth Management, a div… -
Chief Compliance Officer (Harbourfront Wealth Counsel)
Harbourfront Wealth Management
- Vancouver, BC
Who we are: Harbourfront Wealth is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing wealth management firm with over $15 b…View similar jobs:
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Senior Compliance Officer
Harbourfront Wealth Management
- Vancouver, BC
- $80,000-110,000 per year
Who we are: Harbourfront Wealth is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing wealth management firm with over $14 b…View similar jobs:
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Tax & Compliance Officer
- Toronto, ON
Tax and Compliance Officer | Toronto, ON | On-site Full-time We are looking for a Junior Tax & Compliance Officer to join our team of skilled professionals at our Family Office …View similar jobs:
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Senior Compliance Officer
- Toronto, ON
Horizon Recruitment is recruiting for a Senior Compliance Officer to support the ongoing growth and regulatory strength of a leading wealth management organization. This role helps… -
Client Reporting Operations Officer
- Toronto, ON
- $52,700-74,400 per year
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: TD Wealth Pay Details: $52,700 - $74,400 CAD TD is committed to providing fair and equitable compensat… -
Control, Risk and Compliance Analyst
- Montreal, QC
As a Control, Risk and Compliance Analyst, you help managers apply and carry out internal control, risk and compliance activities related to the distribution of savings/investment … -
Director - Compliance
- Mississauga, ON
Recruiter Kristy Gilmore Opportunity Overview he Director, Compliance is responsible for overseeing compliance functions and initiatives to ensure the organization adheres to… -
Branch Compliance Manager
- Saskatchewan
- $63,020-78,780 per year
Description : At Thrive Wealth, we help clients strengthen their financial security and turn their wealth goals into reality. Our vision is to be the premier wealth management pa… -
Senior Consultant, Regulatory Compliance Management
- Toronto, ON
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we … -
Investment Marketing Specialist
- Toronto, ON
- $60,000-80,000 per year
Who We Are Centurion Asset Management Inc. is a recognized leader in the Investment and Property Management industries. Providing quality investments and housing for all its clie…View similar jobs:
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Flash Forest – Chief Executive Officer
- Toronto, ON
Flash Forest – Chief Executive Officer Posted on About the Company Our client, Flash Forest, is a leading innovator in drone-based reforestation, combining advanced aerial te… -
Investment Risk Analyst
- Toronto, ON
- $139,000-152,000 per year
Job Description What You Will Do The Investment Risk Analyst (“the Analyst”) is responsible for supporting and enhancing FCIM multi-asset investment risk and portfolio oversigh…View similar jobs:
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Manager Trade Compliance
- Toronto, ON
- $146,000-158,000 per year
Job Description This is a hybrid role with a mix of remote and in-office working Current work authorization for Canada is required for all openings. Who We Are At Fidelity,…View similar jobs:
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Director, Chief Data & Advanced Analytics Officer
- Winnipeg, MB
Overview Reporting to the Vice President & Chief Information & Technology Officer, the Director, Chief Data & Advanced Analytics Officer (Director) leads the corporation’s data, … -
Director, Chief Data & Advanced Analytics Officer
- Winnipeg, MB
Overview: Reporting to the Vice President & Chief Information & Technology Officer, the Director, Chief Data & Advanced Analytics Officer (Director) leads the corporation’s data,…
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