Senior Auditor, Compliance Audit Centre of Excellence

Toronto, ON
$69,700-98,400 per year
Permanent
Full-time

9 days ago

Work Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: AuditPay Details: $69,700 - $98,400 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:Department Overview:Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.Safeguarding the reputation of TD's good governance depends on us.We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.Job Description:Can you provide your subject matter expertise in audit for executing audit processes, related engagements and providing inputs to audit projects? Would it be fun for you to explore TD’s processes and assist in providing recommendations for improved efficiencies? If so, then this can be the right job for you. We are looking for dynamic professionals who can work as Senior Auditor and perform the responsibilities which include, but not limited to, the following:Compliance CoE:

Support the build-out and implementation of the compliance coverage model for enhanced audit coverage of regulatory compliance risk.
Provide advisory support to Audit Teams for audits with a high degree of complexity related to regulations.
Support the roll-out of tools, templates, and guidance to help audit teams deliver high-quality audit work related to regulations testing.
Partner with Audit's Data & Analytics Team to leverage support for automation as needed.
Develop great working relationships with audit teams through clear communication and effective stakeholder management.
Support Audit's annual planning and risk assessment process as needed.
Execute timely audits for assigned business or engagements based on established audit plans and standards
Assist in the development of audit planning process while ensuring the completion of appropriate programs and risk assessments to identify key risks and opportunities to mitigate those risks
Handle the ongoing audit communications process including presentation of findings and recommendations to client and audit management
Present independent audit opinion on the adequacy of internal controls in accordance with established professional standards
Collaborate with regulatory and internal divisional audits for new findings to ensure all data is up-to-date and properly documented
Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities
Support the entire audit engagement process and improve operational efficiencies by keeping current on emerging business trends and developments, and analytical tools and technique
Help the team in the analysis, and implementation of initiatives to deliver quality results within tight timeframes
Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence by applying good judgement in handling confidential matters
Build positive and open work environment by inspiring good working relationships, sharing knowledge and skills, and assisting team members by performing additional duties

Job Requirements :

Undergraduate degree with over 3 years of work experience
Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

Who We Are:TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.Colleague DevelopmentIf you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.We look forward to hearing from you!Language Requirement (Quebec only): Sans Objet

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