Senior Compliance Advisor

London, ON
$63,500-117,400 per year
Permanent
Full-time

19 hours ago

Permanent Full Time-As the organization looks to advance its Business Risk & Controls function we are seeking a Sr Compliance Advisor to join the team supporting the Individual Wealth business unit including its related mutual fund and securities dealers. In this role, you will play a key role in ensuring the business unit's adherence to regulatory requirements and internal policies.Reporting to the Manager, Compliance, this role will be key in ensuring the Individual Wealth business unit adheres to regulatory requirements, internal policies, and industry standards. This role provides strategic compliance guidance, supports risk mitigation efforts, and fosters a culture of ethical conduct and regulatory awareness across the organization.What you will do

Support the business unit in its adherence to the compliance framework aligned with financial services regulations
Monitor and assess regulatory changes impacting wealth management, and engage stakeholders accordingly in assessing and implementing required changes
Provide guidance on regulatory obligations including KYC/AML, client disclosures, etc.
Act as a trusted advisor to front-line teams on compliance matters related to wealth products and services
Manage and address regulation related queries from the business
Lead the development, review, and implementation of compliance policies, procedures, and controls
Monitor the implementation of regulatory change programs (e.g. Privacy, Complaints Handling etc.) across the business unit
Regulatory library management
Conduct compliance risk assessments and mapping of regulatory controls
Maintain business unit specific compliance metrics and reporting
Lead or assist in investigations of potential compliance breaches
Support a proactive compliance culture through engagement, education and collaboration across the business

What you will bring

Post-secondary education or equivalent level of training or experience
5+ years of experience in compliance, risk, or legal roles within wealth management or financial services
Solid knowledge of the Wealth Management business; knowledge of Individual Wealth business at Canada Life preferred
Strong understanding of regulatory frameworks (e.g. CIRO, FATCA, etc)
Proven ability to interpret complex regulatory requirements
Deep knowledge of investment products and advisory services
Experience with compliance systems and risk management frameworks
Excellent communication and interpersonal skills, with the ability to collaborate effectively across teams
Proficiency in Microsoft Office applications (Outlook, Excel, Word, PowerPoint); experience with compliance management systems and risk assessment tools is an asset

Given the size and scope of our organization, we have the flexibility for this position to be located in the following head office locations: Montreal, Toronto, London, Winnipeg-The base salary for this position is between $63,500 - $ 117,400 annually. This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.Career opportunities will be open a minimum of 5 business days from the date of posting, closing dates will vary depending on the search activity. All applications received will be reviewed on a rolling basis.Be your best at Canada Life- Apply today!Being a part of Canada Life means you have a voice. This is a place where your unique background, perspectives and talents are valued, and shape our future success.You can be your best here. You're part of a diverse and inclusive workplace where your career and well-being are championed. You'll have the opportunity to excel in your way, finding new and better ways to deliver exceptional customer and advisor experiences.Together, as part of a great team, you'll deliver on our shared purpose to improve the well-being of Canadians. It's our driving force. Become part of a strong and successful company that's trusted by millions of Canadians to do the right thing.Canada Life serves the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States. As members of the Power Financial Corporation group of companies, we're one of Canada's leading insurers with interests in life insurance, health insurance, investment and retirement savings. We offer a broad portfolio of financial and benefit plan solutions for individuals, families, businesses and organizations.We are committed to providing an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee has the opportunity to reach their potential.It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Canada Life policies. To request a reasonable accommodation in the application process, contact talentacquisitioncanada@canadalife.com.Canada Life would like to thank all applicants, however only those who qualify for an interview will be contacted.#LI-HybridRequisition ID: 4255Category: Corporate FunctionsLocation:London, ON, CA Toronto, ON, CA Winnipeg, MB, CADate: Sep 3, 2025If you are not finding suitable opportunities now, please click below to join our talent community!

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