Compliance Analyst, Enterprise AML & Payments

Questrade

  • North York, ON
  • Permanent
  • Full-time
  • 8 days ago
What’s in it for you as an employee of QFG?
  • Health & wellbeing resources and programs
  • Paid vacation, personal, and sick days for work-life balance
  • Competitive compensation and benefits packages
  • Work-life balance in a hybrid environment with at least 3 days in office
  • Career growth and development opportunities
  • Opportunities to contribute to community causes
  • Work with diverse team members in an inclusive and collaborative environment
We’re looking for our next Compliance Analyst, Enterprise AML & Payments. Could It Be You?The purpose of the Compliance Analyst is to assist Questrade Financial Group in complying with anti-money laundering (AML) and anti-terrorist financing (ATF) legislation, and complying with Questrade Financial Group’s internal AML and ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the AML Compliance SupervisorQuestrade Financial Group is seeking a candidate who is interested in pursuing a career in compliance. We are seeking a motivated individual with strong organization skills, solid oral and written communication skills, attention to detail, exceptional follow-through and success in building relationships with business partners.The Compliance Analyst shall be responsible for adhering to all aspects of Questrade Financial Group’s AML and ATF policies and procedures and for documenting all cases referred for compliance review.Need more details? Keep reading…In this role, responsibilities of the Compliance Analyst include but are not limited to:
  • Performing day-to-day activities associated with Questrade Financial Group’s AML and ATF program, as assigned
  • Performing daily monitoring transactions
  • Gathering information for case work
  • Performing initial reviews of unusual activity referred for compliance review
  • Providing recommendations based on his/her research to the leadership team
  • Filing of suspicious transaction reports
  • Providing ongoing support to the compliance department
  • Performing other duties, as assigned
The Compliance Analyst is expected to:
  • Be proficient in with FINTRAC Guidelines
  • Become proficient in Questrade Financial Group’s compliance policies and procedures
  • Become proficient in Questrade Financial Group’s data management systems, including QOffice, BPS and FSS
  • Establish positive relationships with internal clients in other business units
  • Work cooperatively with multiple departments during investigations
  • Become a subject matter expert in Questrade Financial Group’s AML and ATF policies, and assess and respond to internal client requests appropriately
  • Take ownership of processing and completing of all tasks as assigned
So are YOU our next Compliance Analyst, Enterprise AML & Payments? You are if you…
  • Have a minimum of 2 years’ experience in the Canadian financial industry
  • Have the Canadian Securities Course (CSC)
  • Are proficient in Microsoft Excel and Word
  • Have a Post-secondary degree/diploma in related field
  • Have 6-12 months experience with an IIROC member firm or equivalent Financial Institution
  • Have knowledge of the investment industry
Additional kudos if you…Have one of the following Professional Development Recommendations:
  • Conduct and Practice Handbook Course (CPH)
  • Solid knowledge of FINTRAC Guidelines for securities dealers
  • AML industry continuing education courses
  • Participation in industry associations, conferences and workshops
Additional Information…
  • Please note this role will be required to be in office 3 days a week
Sounds like you? Click below to apply!#LI-LB1#LI-Hybrid

Questrade