Compliance Analyst, Enterprise AML & Payments (Contract)

Questrade View all jobs

  • North York, ON
  • $60,000-75,000 per year
  • Permanent
  • Full-time
  • 13 days ago
What’s in it for you as an employee of QFG?
  • Health & wellbeing resources and programs
  • Paid vacation, personal, and sick days for work-life balance
  • Competitive compensation and benefits packages
  • Work-life balance in a hybrid environment with at least 3 days in office
  • Career growth and development opportunities
  • Opportunities to contribute to community causes
  • Work with diverse team members in an inclusive and collaborative environment
This job posting is for an existing vacancy.This is a 12-month contract position.We’re looking for our next Compliance Analyst, Enterprise AML & Payments (Contract). Could It Be You?The purpose of the Compliance Analyst is to assist Questrade in complying with anti-money laundering (AML) and anti-terrorist financing (ATF) legislation and complying with Questrade’s internal AML and ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the AML Compliance Supervisor.Questrade is seeking a candidate who is interested in pursuing a career in compliance. We are seeking a motivated individual with strong organization skills, solid oral and written communication skills, attention to detail, exceptional follow-through and success in building relationships with business partners.The Compliance Analyst shall be responsible for adhering to all aspects of Questrade’s AML and ATF policies and procedures and assist with managing the financial crime exposure to the firm, the securities dealer’s space, and any other sector Questrade Financial Group operates in.Need more details? Keep reading…In this role, responsibilities include but are not limited to:The Compliance Analyst is responsible for:
  • Performing day-to-day activities associated with Questrade’s AML and ATF program, as assigned by the Director, AML Compliance
  • Performing daily monitoring of large international EFTs
  • Gathering information for case work
  • Performing initial reviews of unusual activity referred for compliance review
  • Providing recommendations based on his/her research to the Director, AML Compliance
  • Filing of suspicious transaction reports
  • Providing ongoing support to the compliance department
  • Performing other duties, as assigned
The Compliance Analyst is expected to:
  • Be proficient in with FINTRAC Guidelines for securities dealers
  • Become proficient in Questrade compliance policies and procedures
  • Become proficient in Questrade’s data management systems, including QOffice, BPS and FSS, and/or other related systems of our various products, i.e. LMS, Portfolio Plus, Worldcheck, NICE Actimize
  • Establish positive relationships with internal clients in other business units
  • Work cooperatively with multiple departments during investigations
  • Become a subject matter expert in Questrade’s AML and ATF policies, and assess and respond to internal client requests appropriately
  • Take ownership of processing and completing of all tasks as assigned
  • Leverage AI and available automation to complete daily tasks
  • Drive process automation within the AML team, using AI to streamline core functions
  • Identify opportunities to integrate AI-driven solutions that automate manual oversight and enhance risk detection
So are YOU our next Compliance Analyst, Enterprise AML & Payments (Contract)? You are if you…
  • Have a minimum of 2 years’ experience in the Canadian financial industry
  • Have completed the Canadian Securities Course (CSC) and successfully completed or are enrolled in the Conduct and Practices Handbook (CPH) (an asset)
  • Are proficient in technology related programs (SQL, Microsoft Excel, Google Sheets / G-Suite tools, PowerBI)
  • Have a post-secondary degree/diploma in a related field
  • Have 6-12 months experience with a CIRO member firm or equivalent Financial Institution
  • Have knowledge of the investment industry, crypto-currency, banking (an asset)
Additional kudos if you…
  • Have these Professional Development Recommendations:
  • Certified Anti-Money Laundering Specialist (CAMS)
  • Solid knowledge of FINTRAC Guidelines for securities dealers
  • AML industry continuing education courses
  • Participation in industry associations, conferences and workshops
Compensation Information:
  • Base salary range: $60,000 - $75,000
  • The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.
Sounds like you? Click below to apply!#LI-LB1#LI-Hybrid

Questrade