
Risk/Regulatory Control Analyst
- Canada
- $25.00-34.00 per hour
- Permanent
- Full-time
- Risk management and control testing - Manage portfolio of key controls in Capital Markets Risk Management (CMRM). Execute regular testing of the design and operating effectiveness of key controls and advise on results and potential changes. Demonstrate understanding of control and deficiency management framework and requirements.
- Regulatory compliance knowledge - Develop a solid understanding of key topics and financial vocabulary in the Canadian and US Regulatory landscape in order to effectively map controls to regulations.
- Communication - Collaborate with stakeholders and other project team members and effectively articulate and communicate solutions.
- Creative thinking - Identify where challenges and efficiency opportunities appear to exist, and propose and implement creative solutions.
- Prioritization and time management - Provide rigor and structure around the scheduling and organizing of the work done in this unit.
- Experience in control testing, internal/external audit, finance, and/or regulatory compliance - 3+ years
- Strong Excel experience - 3 years
- Excellent communication and interpersonal skills.
- CFA/CPA/FRM designation
- Knowledge of OSFI or other regulators
- Banking/financial industry experience
- Banking experience in finance/treasury/risk would be an asset