Senior Compliance Advisor
Canada Life View all jobs
- Toronto, ON
- $75,500-125,800 per year
- Permanent
- Full-time
- Support the development and implementation and provide effective oversight of compliance programs aligned with financial services regulations (e.g., OSFI, CIRO, CSA, FINTRAC).
- Monitor and interpret regulatory developments, assess potential impacts, and support stakeholder coordination for implementation.
- Lead or support regulatory change initiatives and issues management, including gap assessments, action plans and remediation tracking.
- Prepare and maintain regulatory trackers, implementation plans, documentation repositories, and governance artefacts.
- Support preparation of compliance metrics, dashboards, and reporting materials for quarterly governance meetings and oversight committees.
- Execute compliance monitoring and testing activities aligned with the Business Risk & Control framework.
- Support responses to regulatory or compliance-related queries and coordinate with Legal, second-line oversight teams, and operational stakeholders.
- Maintain regulatory libraries, compliance documentation, and audit-ready evidence.
- Participate in cross-functional initiatives aimed at strengthening governance frameworks and supervisory practices.
- 5+ years of experience in compliance, regulatory or risk role within wealth management and/or financial services.
- Strong understanding of regulatory requirements and compliance practices within the wealth management regulatory landscape (CIRO, OSC).
- Experience supporting regulatory change initiatives, compliance monitoring programs, governance reporting, or control testing.
- Strong analytical and problem-solving skills with ability to manage complex regulatory information.
- Excellent communication and stakeholder collaboration skills.
- Strong organizational skills with ability to manage multiple priorities and reporting deadlines.
- Proficiency in Microsoft Office applications; experience with compliance systems or governance tools is an asset.
- Post-secondary education or equivalent experience.
- Career Development: Opportunities for career advancement, access to industry-leading learning programs and up to $2,000 annually towards education reimbursement.
- Health & Wellness: Flexible health and dental benefits, plus a $5,000 mental health benefit to support your well-being.
- Time Off: In addition to regular vacation and personal days, we support community involvement with a volunteer day.
- Financial Security: Company-matching pension plan, share ownership program and additional investment options.
- Rewards and Recognition: Employee recognition programs, service milestone celebrations, employee discounts and more!
- Emphasis on Community: We provide a workplace where employees feel connected and supported through Employee Resource Groups (ERGs), mentorship programs, social clubs and events.