Regulatory Compliance Manager - 18-month Fixed-term
Coast Capital Savings View all jobs
- Toronto, ON Vancouver, BC
- $96,800-125,900 per year
- Contract
- Full-time
- Enhanced Criminal Record Check
- Credit Check
- Identity Verification
- Employment Verification
- References
- Support Regulatory Compliance Management (RCM) Program regulatory oversight through research and analysis of regulatory requirements, providing effective review and challenge.
- Monitor, interpret, and assess the impact of applicable banking and financial services regulations (e.g., FATCA/CRS, Anti-Competition, Employment Standards and Prudential requirements where applicable).
- Participate in new initiative risk assessments and provide compliance advice and guidance to business units on new products, services, processes, and strategic initiatives.
- Act as a trusted advisor on regulatory compliance risks and obligations.
- Oversee compliance policies, standards, procedures, and controls aligned with regulatory requirements and bank risk appetite.
- Lead regulatory change management, including gap assessments, implementation plans, and tracking of remediation activities.
- Oversee compliance risk assessments and contribute to enterprise risk management activities.
- Provide thoughtful leadership on resolving complex regulatory issues.
- Assess effectiveness of controls.
- Identify, document and escalate compliance issues; track corrective actions through to resolution.
- Help develop and deliver compliance training and awareness programs for the enterprise.
- Promote a strong compliance culture and ethical conduct across the organization.
- Bachelor's Degree in business and risk designation or the desire to complete is preferred. An equivalent combination of education and experience will be considered.
- 7 - 9 years experience in regulatory compliance risk management or equivalent disciplines, including execution of risk assessments, evaluation of internal controls, monitoring and testing, event and incident response, project risk management, and developing risk management infrastructure.
- Previous Bank/Credit Union experience in Risk, or Internal Audit is preferred.
- Experience with leading enterprise governance, risk and controls (GRC) tools would be an asset as a user and administrator.
- Advanced knowledge of MS Excel, Word, Outlook, PowerPoint
- Proficiency in using the Resolver tool, or a similar risk management platform is an asset.
- Proficient in risk assessment planning, initiating, executing and reporting.
- Proficient in internal control identification, assessment, monitoring and development.
- Excellent writing, communication and presentation skills and comfortable in dealing with personnel from all levels of the company
- Well-organized and highly self-motivated
- Strong workshop facilitation and interpersonal skills
- Purpose is our North Star. We look at everything through our purpose. It informs the advice we provide our members, the experiences and products we create, and the programs we build to support our employees and communities.
- Committed to inclusion and engagement. We have an ongoing focus on equity, diversity, and inclusion and routinely track how we’re doing, and what we need to do to keep improving. We foster a culture where everyone can feel safe to be who they really are and thrive.
- A career that grows with you. We believe in developing our people and promoting from within. Many employees have spent decades, and sometimes their entire careers, with Coast Capital and have progressed from the frontlines to senior leadership.
- Work where you’re most effective. In 2020 the world changed, and that includes how we work. In response to COVID-19 we launched myWork, which gives employees flexibility in where they work based on the nature of their role.
- Benefits that flex to the needs of you and your family. We offer comprehensive, customizable benefits for you and your family, so you can choose what fits best for you and your lifestyle.
- Retirement options. We also take care of our employees once they retire. That’s why we offer the choice of a defined contribution or defined benefit pension plan or RSP’s.
- Mortgage and auto financing benefits. Employees save thousands on their mortgages and auto loans with best-in-category benefits.
- Real Recognition. We recognize excellence throughout the year, through an online community that lets employees give kudos and thanks throughout the year. We’re human, which means we like to have fun with events, celebrations, and recognition throughout the year.
- An award winning culture. We’re a Platinum member of Canada’s Best Managed Companies and are regularly recognized by Canada’s Most Admired Corporate Cultures and the BC Top Employers Awards.
- We reinvest 10% back into the community. When we do well, our communities do well. That’s why since 2000 we’ve invested over $90 million into our member’s communities.
- Double your impact. Through our employee volunteer program, Coast Capital donates $10 for every hour you volunteer to a Canadian charity or non-profit of your choice.