IIA Branch Supervision and Service Manager - International Branch - Toronto
Scotiabank
- Toronto, ON
- Permanent
- Full-time
In this role you will:
- Perform Tier 1 Supervision of advisors for IIA and its sub-branches in accordance with industry regulations and firm policies and procedures
- Responsible for the maintenance of the required Internal Control branch files.
- Provide training and coaching to staff as required for the firm’s implementations and processes.
- Ensure branch readiness for upcoming audits.
- Review and approve all new accounts in accordance with CIRO and SCI policies and procedures
- Work with advisory teams in the implementation of new rules and regulations.
- Familiarization and understanding of the Country Rules.
- Escalation point for the advisory teams for account and documentation issues.
- Approval for cancel and amend requests, cheque requests and third party deposits.
- Stay informed of industry trends and issues.
- Ensure compliance policies and procedures are followed and put into practice
- Proactively identify and implement any process and procedural improvements.
We would love to work with you if you have:
- Minimum 5 to 10 years experience in the financial services industry, with some branch and sales management experience and accomplishments.
- Strong understanding of, and experience in, general management concepts, i.e. finance, human resources, marketing, sales, compliance, operations
- Proficient in MS Office (outlook, word, access, excel).
- Commitment to on-going industry education and CE requirements to remain registered
- Proficiency in written and oral Spanish OR Portuguese is mandatory.
- Related university degree or experience
- Canadian Securities Course (CSC)
- Branch Managers Course, Effective Management Seminar
- Conduct and Practices Handbook (CPH)
- Must be able to be licensed in a Supervisory capacity of Registered Representatives
- At ScotiaMcLeod we help employees build their futures – where they can be themselves, and win together. With a commitment to diversity and inclusion and a performance-oriented culture that includes coaching, learning, and development – there are endless possibilities. At ScotiaMcLeod– you can make an impact. You help make the futures of our 25 million customers happen. You can find your future here.
- The opportunity to join a forward-thinking organization where you are surrounded by a collaborative team of innovative thinkers.
- An organization committed to making a difference in our communities– for you and our clients.
- An inclusive working environment that encourages creativity, curiosity and celebrates success.
- Learning and Development – free access to Scotia Academy to upskill and develop your skills