
Compliance Analyst
- Toronto, ON
- Permanent
- Full-time
- Conduct thorough onboarding and review KYC/KYB escalations for new and current partners, adhering to internal policies.
- Analyze intricate corporate structures and Ultimate Beneficial Owners (UBOs).
- Regularly monitor, assess, and update partner profiles based on risk assessments and changes in status.
- Provide guidance on complex or high-risk partner cases.
- Ensure ongoing compliance with company policies and relevant regulations.
- Maintain and update the AML Compliance Program Risk and Controls Matrix (RCM).
- Compile documentation for internal and external audits, as well as regulatory inquiries.
- Review AML and transaction monitoring alerts.
- Conduct investigations and generate regulatory reports.
- Facilitate knowledge sharing and cross-functional training initiatives.
- Minimum 2 years of progressive experience in KYC, AML, Transaction Monitoring or Compliance roles
- CAMS or other related designations or certifications are considered an asset
- Proficient with FINTRAC guidelines
- Ability to work independently and as a collaborative team player, in a dynamic setting
- Strong organizational, communication and interpersonal skills
- Well-developed analytical and decision-making abilities to make accurate and appropriate judgments on compliance-related matters
- Ability to foster strong working relationships with both colleagues and external partners
- Ability to multitask and meet deadlines